- Company Name
- DA Solutions, The Law Support Group
- Job Title
- Risk Compliance Officer
- Job Description
-
**Job Title:** Risk Compliance Officer
**Role Summary:**
Senior, hands‑on leader responsible for managing all risk and compliance functions across a real estate investment management firm. Oversees risk assessment, regulatory compliance, and controls, reports directly to the Risk & Compliance Committee and Board, and acts as the firm’s MLRO and Data Protection Officer.
**Expectations:**
- Deliver a comprehensive compliance strategy that aligns with business objectives.
- Maintain full regulatory compliance with FCA, AML, SM&CR, AIFMD, MiFID II, and data protection laws.
- Provide clear, actionable guidance to senior management and the Board.
- Champion a culture of compliance through training and effective communication.
**Key Responsibilities:**
- Develop, implement, and monitor risk and compliance frameworks across all business units.
- Lead compliance investigations and manage remediation activities.
- Serve as MLRO, overseeing anti‑money laundering controls and reporting.
- Act as Data Protection Officer, ensuring GDPR/UK DPA compliance and data privacy safeguards.
- Report risk and compliance metrics to the Risk & Compliance Committee and Board.
- Deliver regular training and awareness programs for employees at all levels.
- Advise on regulatory changes, regulatory strategy, and business decisions.
- Build and maintain relationships with regulators, industry bodies, and external advisors.
- Continuously improve controls, policies, and procedures to mitigate regulatory and reputational risk.
**Required Skills:**
- Deep knowledge of financial services regulation (FCA, AML, SM&CR, AIFMD, MiFID II, GDPR).
- Strong leadership, stakeholder management, and influencing skills at senior and Board level.
- Experience in risk assessment, compliance investigations, and remediation.
- Excellent written and verbal communication, with the ability to distill complex regulatory matters.
- Proven ability to develop and implement compliance strategies and training programs.
- Proactive risk‑identification mindset and strong analytical capabilities.
**Required Education & Certifications:**
- University degree in Law, Finance, Business, or related field.
- Professional qualification(s) – preferred: ICA, ACAMS, or CCEP.
- Significant experience (typically 5+ years) in a senior risk and compliance role within the financial services sector.