Skills

Risk Management Monitoring Training

Job Specifications

The Compliance Analyst based in London, will support the Group Head of Compliance in ensuring the Group’s UK licensed entities ongoing adherence to applicable regulatory requirements, internal policies and best practices. The role requires an analytical and detail-oriented professional with a solid understanding of insurance regulation, corporate governance and compliance monitoring processes.

Key Responsibilities:

Support the Group Compliance Function in implementing the compliance framework across the Group’s UK licensed entities
Assist in the identification, assessment, and monitoring of regulatory compliance risks;
Support the preparation and maintenance of compliance plans, policies, and procedures, ensuring alignment with PRA and FCA requirements
Conduct compliance monitoring reviews, follow up on action plans and assist in preparing reports for the Board;
Monitor regulatory developments in the UK that may impact the UK entities’ operations;
Contribute to regulatory filings, notifications, and responses to supervisory requests;
Assist in achieving the targets of the internal training programme
Support the assessment of third-party compliance risks, particularly in claims handling and outsourcing;
Maintain up to date records of regulatory correspondence and internal compliance documentation and registers;
Support the implementation of sanctions screening and data protection compliance across the Group.

Skills & Experience

Degree in Law, Business, Risk Management, Finance, or a related field;
Professional certification in compliance or financial regulation is an asset.
Minimum 3 years’ experience in compliance within the insurance sector
Knowledge of the UK regulatory environment, data protection and sanctions frameworks;
Familiarity with EU regulatory regimes is a strong advantage.

About the Company

Edenbrook is an executive recruitment company, set up in 2010 to provide mid - senior level professionals to the global insurance and investment management market. Our aim is to provide a service to all clients based on honesty and integrity. www.weareedenbrook.com Our focus is to partner with companies in order to develop long term working relationships in which we can aid our clients in achieving their long term goals, by assisting with the recruitment of the right staff into the right positions. By doing this it is... Know more