Ventum Financial

1 Job

214 Employees

About the Company

We are a leading independent, Canadian-owned and operated private client and capital markets firm, known for our client-centric approach and entrepreneurial spirit.

Ventum Financial Corp. is a compelling option for investors and corporate clients seeking unbiased advice and unparalleled service.

Listed Jobs

Company Name: Ventum Financial
Job Title: Senior Compliance Officer, AML
Job Description: Job Title: Senior Compliance Officer, AML Role Summary: Oversee anti-money laundering (AML) programs, ensure regulatory compliance, conduct risk assessments, and manage transaction monitoring and reporting. Expactations: Minimum 3–5 years in financial institutions; regulatory compliance expertise; CAMS certification; familiarity with AML frameworks (PCMLTFA, FINTRAC, CIRO). Key Responsibilities: - Conduct client due diligence (KYC/CDD) and assign risk scores. - Monitor daily/monthly transaction activity per risk scores. - File suspicious/unusual transaction reports with regulatory bodies (e.g., FINTRAC). - Execute annual risk assessments and biannual controls testing. - Escalate compliance concerns to senior management and compliance committees. - Administer AML training programs and policies. - Maintain audit trails and records for investigations. - Coordinate compliance with PCMLTFA, AML regulations, and industry standards. Required Skills: - Advanced Microsoft Office proficiency. - Knowledge of securities regulations, AML/ATF frameworks, and financial crime prevention. - Risk assessment and transaction monitoring expertise. - Multitasking and problem-solving under pressure. - Familiarity with compliance databases (Position Watch/Dataphile) is an asset. Required Education & Certifications: - Bachelor’s degree in finance, economics, or related field. - Certified Anti-Money Laundering Specialist (CAMS) certification. - Relevant CSI courses or CIRO Rule 2600 proficiency as asset.