Job Specifications
Company Description
Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world’s largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.
Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.
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Group Details
Tradeweb is seeking a Risk Operations Analyst to support our Risk team’s Client Due Diligence, Vendor Risk Management, Policy Management and Training Oversight programs. This role involves close collaboration with internal stakeholders as well as external clients and vendors to coordinate due diligence requests, assist on vendor risk assessments, and support the maintenance of policy documents and Training Oversight. The ideal candidate will be detail-oriented, collaborative, and capable of managing multiple responsibilities in a fast-paced environment. This position offers the opportunity to work across business units, corporate functions, and technology teams in a highly cross-functional capacity.
Job Responsibilities
Manage and respond to client due diligence requests, ensuring all activities are tracked and responses are properly documented and stored
Assist in the ongoing review, maintenance, and organization of policy documents as part of the firm’s Policy Management
Provide oversight of Tradeweb’s annual mandatory training cycle under the Training Oversight Program, including coordination with training leads, monitoring completion, and supporting regulatory and audit readiness
Collaborate with internal stakeholders across the organization to support client due diligence reviews, vendor management, policy document updates and Training updates
Leverage existing tools and processes to execute job responsibilities
Develop and enhance reporting with regards to areas of responsibility
Proactively identify and recommend improvement opportunities across areas of responsibility
Qualifications
1–2 years of experience in operations, risk, compliance, or a related function within financial services, fintech, banking, consulting, or applicable industries
Bachelor’s degree in Risk Management, Business Administration, Finance, Economics, English, or a related field
Strong verbal and written communication skills
Ability to quickly understand business processes and underlying technologies across Tradeweb businesses
Strong time management and organizational skills with the ability to manage competing priorities
Attention to detail and ability to multitask in a high-paced environment
Collaborative mindset with the ability to work independently and across all levels of the organization
Experience working with cross-functional teams such as Cyber Risk, Information Security, Compliance, and others
Familiarity with Microsoft PowerPoint, Excel, Confluence, SharePoint, AI, and task management/reporting tools such as Monday.com
Experience with GRC platforms (e.g., Archer, KY3P, Whistic )
Prior exposure to vendor risk assessments, client due diligence processes or policy management is a plus
Additional Information
Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:
Health Insurance: Highly competitive medical, dental, and vision programs
Hybrid Environment: Our employees have the flexibility of working in the office and from home.
Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and paediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
The current pay range for this role
About the Company
Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 50 products to clients in the institutional, wholesale, retail and corporates markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to r...
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